Form D Filing - Instructions, Download and Online

On this page, you will find SEC Form D filing instructions and how to download Form D PDF. You will also find out why would a company file a Form D, and when a Form D is not required under SEC Regulation D. You can file Form D online on EDGAR.

Form D is available as fillable PDF, which you can use with our convenient and inexpensive SEC Form D filing services.

Introducing SEC Form D Filing Agent Service: Your Path to Low-Cost, Quick, Reliable, and Professional Filing!

Are you an entrepreneur, startup, or small business looking to raise capital and attract investors? The SEC Form D is a critical component of your fundraising journey, and we understand the importance of navigating this process efficiently and effectively. That's why we're thrilled to offer our SEC Form D Filing Agent Service, specifically designed to meet your needs and exceed your expectations.

Low Cost: We recognize that every dollar counts when you're launching a venture or seeking investment. With our service, you can say goodbye to exorbitant fees that eat into your budget. We pride ourselves on providing a cost-effective solution, allowing you to allocate your resources where they matter most growing your business.

Quick Service: Time is of the essence, and we understand the urgency behind submitting your SEC Form D in a timely manner. Our streamlined process ensures that your filing is handled promptly and efficiently, reducing any unnecessary delays. With our expertise, you can rest assured that your documents will be accurately prepared, reviewed, and submitted promptly, saving you precious time and getting you one step closer to achieving your funding goals.

Reliable: We appreciate the significance of reliability when it comes to Regulation D regulatory filings. Our team of experienced professionals is well-versed in the intricacies of SEC Form D, keeping up with the ever-changing requirements and ensuring compliance. You can trust us to handle your filing with the utmost precision, accuracy, and attention to detail, giving you peace of mind knowing that your submission is in safe hands.

Professional: First impressions matter, especially in the business world. Our service reflects the professionalism and credibility that your company deserves. We take pride in our commitment to providing exceptional customer service, guiding you through the filing process, and addressing any questions or concerns you may have. Our dedicated team is always available to assist you, providing personalized support and expertise to help you succeed. We also offer additional services beyond the basic Form D filing, such as compliance advice, document preparation, and ongoing support.

When it comes to SEC Form D filing, we understand that you need a partner you can rely on someone who can deliver low-cost, quick, reliable, and professional services. With our SEC Form D Filing Agent Service, we are committed to being that partner, supporting you every step of the way on your fundraising journey.

Don't let the complexities of regulatory filings hinder your progress. Choose our SEC Form D Filing Agent Service today, and experience the difference that our low-cost, quick, reliable, and professional approach can make for your business. Together, let's unlock the doors to your financial future.

What does it cost to file Form D?

For federal Form D filing: $0 (No fee required to file with the SEC)

For state Form D filing: Generally a small fee, typically ranging from $100 to $500, depending on the state.

Our low-cost Form D filing service costs as little as $95 to prepare and submit a Form D filing to EDGAR.

SEC Reg D Filing Service - Exceptional Quality at Low Cost

Our staff will obtain a CIK code on your behalf with the SEC’s EDGAR Filing System and then complete your Form D filing and send you a proof for your approval prior to submitting to SEC. This service is typically completed within 2-3 business days.

We prepare SEC Form D filings and submit to EDGAR same day at very low cost, as an SEC Filing agent with EDGAR credentials! Most filings cost only $95.

What is Form D?

Form D is used to file a notice of an exempt offering of securities with the United States Securities and Exchange Commission. Form D includes the names and addresses of executive officers, directors and promoters.

Prepare Form D and Blue Sky State Filings - Filing a Form D Notice

SEC requires the Form D notice to be filed by companies and funds that have sold securities without registration under the Securities Act of 1933 in an offering claiming exemption under Rule 504 or 506 of Regulation D or Section 4(a)(5) of that statute. sec-filing.com can file for and get your access codes (CIK) and prepare and submit your Form D (Reg D) filing quickly and reliably for only $245.

While it is possible for someone with no prior filing experience to file their own Form D, we do offer an affordable alternative through our filing service that also obtains your SEC access codes for you, and will save you time and allow you stay focused on more important tasks, such as raising capital. We have many years of filing experience using the SEC’s EDGAR (electronic gathering, analysis and retrieval) system and will make the filing process as easy and smooth as possible for you.

Amendment to Form D

Under SEC Regulation D, filer may file an amendment to a previously filed Form D notice at any time.

Blue Sky State Filing Notice of Form D

Many states require the filing of “Blue Sky” notices, and most States charge a filing fee. The Notices are submitted via NASAA Electronic Filing Depository.

Regulation D is a SEC exemption that focuses on private placement offerings. In order to qualify for the Regulation D exemption, issuers must file what is known as “Form D” electronically with the SEC’s EDGAR system. The SEC rules that Form D must be filed within 15 days after the first sale of securities in the offering.

Benefits of filing SEC Form D

Filing SEC Form D offers several benefits to companies seeking to raise capital through private offerings of securities. Form D is a notice of exempt offering of securities, which means it allows companies to comply with certain regulatory requirements and take advantage of specific exemptions provided by the Securities and Exchange Commission (SEC). Here are some of the benefits of filing Form D:

  • Exemption from full registration: By filing Form D, a company can claim an exemption from the full registration requirements under the Securities Act of 1933. This exemption allows the company to conduct private placements without having to go through the more rigorous and expensive process of registering with the SEC, which is required for public offerings.
  • Limited disclosure requirements: While Form D requires companies to disclose some basic information about the offering, the level of disclosure is significantly less burdensome than the comprehensive disclosures required for registered offerings. This provides some level of confidentiality and protection of sensitive business information.
  • Access to accredited investors: Many private offerings conducted under Form D are limited to accredited investors, who are deemed to have the financial sophistication and means to evaluate investment opportunities. By limiting the offering to accredited investors, companies can access a pool of potential investors with larger financial capabilities.
  • Faster fundraising process: Filing Form D and claiming an exemption allows companies to raise capital more quickly compared to the lengthy registration process required for public offerings. This expedites the fundraising process and allows companies to access capital when needed.
  • Reduced compliance costs: As mentioned earlier, the disclosure requirements for Form D are less onerous than those for registered offerings. This reduction in compliance costs can be especially advantageous for smaller companies or startups with limited resources.
  • State law preemption: In many cases, when a company files a Form D with the SEC, it may preempt state-level registration and filing requirements for the offering. This streamlines the compliance process and avoids dealing with potentially different regulations in each state where the offering takes place.
  • Enhanced investor confidence: Although Form D offerings are exempt from full registration, the filing still provides some level of transparency and oversight. This can instill greater confidence in potential investors, as they have access to certain key information about the company and the offering.

    • It's important to note that while Form D provides various benefits, companies must still adhere to the specific requirements and rules associated with the chosen exemption. Failure to comply with these requirements could result in the loss of the exemption and potential legal consequences.

    Our Low-cost Form D Filing Services

    We offer a range of services related to the filing and compliance process for private securities offerings. These services are designed to help companies meet the regulatory requirements set forth by the U.S. Securities and Exchange Commission (SEC) when conducting a private placement under Regulation D:

  • Form D Preparation: We assist in preparing the necessary Form D document, which is the notice required to be filed with the SEC when offering securities in a private placement.
  • SEC Filing: We handle the actual submission of Form D to the SEC on behalf of the issuing company. We ensure that the filing is done accurately and on time.
  • State Filing: In addition to the federal filing with the SEC, some states require the issuer to file a copy of Form D with their state securities regulator. Filing services can take care of these state-level filings, ensuring compliance with state laws.
  • Compliance Guidance: We often provide guidance on compliance with the relevant securities regulations and rules, helping companies navigate the complex regulatory landscape.
  • Form D Document Preparation: We assist in preparing other documents and agreements related to the offering, such as subscription agreements or offering memorandums.
  • EDGAR Conversion: For electronic filing with the SEC through the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system, we convert the required documents into the appropriate format.
  • Filing Amendments: If there are any changes or updates to the offering during its duration, we handle the necessary amendments to Form D.
  • Recordkeeping: Proper recordkeeping is crucial for compliance. Form D filing services may offer support in maintaining accurate records related to the offering.
  • Ongoing Support: Some services provide ongoing support and assistance beyond the initial filing, helping companies with compliance requirements and answering related questions.

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    What is an SEC “Form D” filing?

    Form D is a document filed with the SEC under Regulation D, which provides exemptions for certain private securities offerings, letting companies raise capital without the rigorous and costly process of a public offering. It is used by companies and organizations to notify the SEC and state authorities of their intent to raise capital through such sales of securities primarily to accredited investors. The Form D may be filed before any securities are sold, or must be filed within 15 days after the first sale. Failure to file, or providing inaccurate information, may result in legal consequences. Companies that have never filed with the SEC must first register with the SEC and obtain “access codes”. This is done through a Form ID filing, which is distinct from the Form D filing.

    How we help

    For a low flat fee ($ 245), we do everything needed to obtain access codes and file your Form D accurately and in a timely manner, including: • Review all your information to ensure everything is in order. • Register your company with the SEC and obtain access codes. • Prepare the Form D and send you the proof for approval. • File the Form D, and attend to any post-submission follow-up. • Send you the final Form D PDF document for submission to state agencies if needed. You only have to sign and get notarized a form we send you. Located in New York, and in this business since the earliest days of SEC reporting (1993), we'll ensure that your requirement is fulfilled without glitches or delays, and you’ll have your access codes as well as the Form D filed within the stipulated time frame.

    How it works:

    1. Click here to download a blank Form D (fillable PDF), and save it on your computer. Fill it in if the information is ready. 2. To avoid delays, fill in and submit the Filer Information and Secure Payment form below as soon as possible, attaching your filled-in Form D document if ready, else you can email us the document later. 3. Typically within an hour, we’ll email you an authentication document which please sign and get notarized, and email back to us. 4. We’ll then register you with the SEC and wait to get your “access codes”. In the meanwhile, you can fill in and email us the Form D document if you haven’t yet sent it. 5. Once we have your access codes and filled-in Form D, we’ll prepare the official Form D filing and send you a proof for approval. Once approved, we’ll submit it to the SEC. 6. When the SEC accepts the Form D filing, we’ll send you the official confirmation along with the PDF document to be filed with state agencies if needed. The whole process will be painless and should be completed in 2 to 3 business days. If you have any questions, please email us or call/text us at 585-310-1740.

    Filer Information and Secure Payment

    * indicates required field(s)

    Attach filled-in Form D file if ready:

    Message to us (if any):

    Company or Organization Offering Securities

    * Name (for SEC Registration):

    DBA or Alternative Name (if any):

    * Address (including country if not US):

    * Phone: 

    * State, Province or Country of Incorporation or Organization:

    Tax Identification Number (if available):

    * Fiscal Year End:

    Contact Individual

    * Name:

    Address (if different from above):

    Phone (if different from above):

    * Email: 

    Signatory for Access Codes

    The signatory must hold an officer, director, managing member or similar position in the company or organization.

    Name (if different from above):

    * Title:

    Secure Payment Information

    Submitting these payment details does not automatically charge your credit/debit card. We will first review all your information to ensure everything is complete and in order. If anything is incorrect or missing, we will contact you. We'll charge your card $245 only when everything is in place and we start on your filing.

    * Credit/Debit Card:
       Exp:    CVC: 

    * Name on Credit/Debit Card:

    * Billing Address (including ZIP or postal code):

    * Cardholder Phone:

        

    585-310-1740 | Email: click here c/o Advanced Computer Innovations, Inc. 70 Office Park Way • Pittsford, NY 14534-1746
    sec-filing.com
    Copyright © 2024 - Last updated 2024-06-18 EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Advanced Computer Innovations, Inc.’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.
    SEC Form D by the numbers
    Save time and money with our SEC Form D Filing Service
    a
    SEC EDGAR Form D Filing Service - Secure Payment
    SEC Filing Agent with EDGAR credentials

    Filer Information and Secure Payment

    * indicates required field(s)

    Attach filled-in Form D file if ready:

    Message to us (if any):

    Company or Organization Offering Securities

    * Name (for SEC Registration):

    DBA or Alternative Name (if any):

    * Address (including country if not US):

    * Phone: 

    * State, Province or Country of Incorporation or Organization:

    Tax Identification Number (if available):

    * Fiscal Year End:

    Contact Individual

    * Name:

    Address (if different from above):

    Phone (if different from above):

    * Email: 

    Signatory for Access Codes

    The signatory must hold an officer, director, managing member or similar position in the company or organization.

    Name (if different from above):

    * Title:

    Secure Payment Information

    Submitting these payment details does not automatically charge your credit/debit card. We will first review all your information to ensure everything is complete and in order. If anything is incorrect or missing, we will contact you. We'll charge your card $245 only when everything is in place and we start on your filing.

    * Credit/Debit Card:
       Exp:    CVC: 

    * Name on Credit/Debit Card:

    * Billing Address (including ZIP or postal code):

    * Cardholder Phone:

        

    sec-filing.com
    585-310-1740 | Email: click here c/o Advanced Computer Innovations, Inc. 70 Office Park Way • Pittsford, NY 14534-1746

    What is an SEC “Form D”

    filing?

    Form D is a document filed with the SEC under Regulation D, which provides exemptions for certain private securities offerings, letting companies raise capital without the rigorous and costly process of a public offering. It is used by companies and organizations to notify the SEC and state authorities of their intent to raise capital through such sales of securities primarily to accredited investors. The Form D may be filed before any securities are sold, or must be filed within 15 days after the first sale. Failure to file, or providing inaccurate information, may result in legal consequences. Companies that have never filed with the SEC must first register with the SEC and obtain “access codes”. This is done through a Form ID filing, which is distinct from the Form D filing.

    How we help

    For a low flat fee ($ 245), we do everything needed to obtain access codes and file your Form D accurately and in a timely manner, including: • Review all your information to ensure everything is in order. • Register your company with the SEC and obtain access codes. • Prepare the Form D and send you the proof for approval. • File the Form D, and attend to any post- submission follow-up. • Send you the final Form D PDF document for submission to state agencies if needed. You only have to sign and get notarized a form we send you. Located in New York, and in this business since the earliest days of SEC reporting (1993), we'll ensure that your requirement is fulfilled without glitches or delays, and you’ll have your access codes as well as the Form D filed within the stipulated time frame.

    How it works:

    1. Click here to download a blank Form D (fillable PDF), and save it on your computer. Fill it in if the information is ready. 2. To avoid delays, fill in and submit the Filer Information and Secure Payment form below as soon as possible, attaching your filled-in Form D document if ready, else you can email us the document later. 3. Typically within an hour, we’ll email you an authentication document which please sign and get notarized, and email back to us. 4. We’ll then register you with the SEC and wait to get your “access codes”. In the meanwhile, you can fill in and email us the Form D document if you haven’t yet sent it. 5. Once we have your access codes and filled- in Form D, we’ll prepare the official Form D filing and send you a proof for approval. Once approved, we’ll submit it to the SEC. 6. When the SEC accepts the Form D filing, we’ll send you the official confirmation along with the PDF document to be filed with state agencies if needed. The whole process will be painless and should be completed in 2 to 3 business days. If you have any questions, please email us or call/text us at 585-310-1740.
    Copyright © 2024 - Last updated 2024-06-18 EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Advanced Computer Innovations, Inc.’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.
    a
    SEC EDGAR Form D Filing Service - Secure Payment
    SEC EDGAR Filing Agent

    What is an SEC “Form D” filing?

    Form D is a document filed with the SEC under Regulation D, which provides exemptions for certain private securities offerings, letting companies raise capital without the rigorous and costly process of a public offering. It is used by companies and organizations to notify the SEC and state authorities of their intent to raise capital through such sales of securities primarily to accredited investors. The Form D may be filed before any securities are sold, or must be filed within 15 days after the first sale. Failure to file, or providing inaccurate information, may result in legal consequences. Companies that have never filed with the SEC must first register with the SEC and obtain “access codes”. This is done through a Form ID filing, which is distinct from the Form D filing.

    How we help

    For a low flat fee ($ 245), we do everything needed to obtain access codes and file your Form D accurately and in a timely manner, including: • Review all your information to ensure everything is in order. • Register your company with the SEC and obtain access codes. • Prepare the Form D and send you the proof for approval. • File the Form D, and attend to any post-submission follow-up. • Send you the final Form D PDF document for submission to state agencies if needed. You only have to sign and get notarized a form we send you. Located in New York, and in this business since the earliest days of SEC reporting (1993), we'll ensure that your requirement is fulfilled without glitches or delays, and you’ll have your access codes as well as the Form D filed within the stipulated time frame.

    How it works:

    1. Click here to download a blank Form D (fillable PDF), and save it on your computer. Fill it in if the information is ready. 2. To avoid delays, fill in and submit the Filer Information and Secure Payment form below as soon as possible, attaching your filled-in Form D document if ready, else you can email us the document later. 3. Typically within an hour, we’ll email you an authentication document which please sign and get notarized, and email back to us. 4. We’ll then register you with the SEC and wait to get your “access codes”. In the meanwhile, you can fill in and email us the Form D document if you haven’t yet sent it. 5. Once we have your access codes and filled-in Form D, we’ll prepare the official Form D filing and send you a proof for approval. Once approved, we’ll submit it to the SEC. 6. When the SEC accepts the Form D filing, we’ll send you the official confirmation along with the PDF document to be filed with state agencies if needed. The whole process will be painless and should be completed in 2 to 3 business days. If you have any questions, please email us or call/text us at 585-310-1740.

    Filer Information and Secure Payment

    * indicates required field(s)

    Attach filled-in Form D file if ready:

    Message to us (if any):

    Company or Organization Offering Securities

    * Name (for SEC Registration):

    DBA or Alternative Name (if any):

    * Address (including country if not US):

    * Phone: 

    * State, Province or Country of Incorporation or Organization:

    Tax Identification Number (if available):

    * Fiscal Year End:

    Contact Individual

    * Name:

    Address (if different from above):

    Phone (if different from above):

    * Email: 

    Signatory for Access Codes

    The signatory must hold an officer, director, managing member or similar position in the company or organization.

    Name (if different from above):

    * Title:

    Secure Payment Information

    Submitting these payment details does not automatically charge your credit/debit card. We will first review all your information to ensure everything is complete and in order. If anything is incorrect or missing, we will contact you. We'll charge your card $245 only when everything is in place and we start on your filing.

    * Credit/Debit Card:
       Exp:    CVC: 

    * Name on Credit/Debit Card:

    * Billing Address (including ZIP or postal code):

    * Cardholder Phone:

        

    585-310-1740 | Email: click here c/o Advanced Computer Innovations, Inc. 70 Office Park Way • Pittsford, NY 14534-1746
    sec-filing.com
    Copyright © 2024 - Last updated 2024-06-18 EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Advanced Computer Innovations, Inc.’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.
    SEC Form D by the numbers
    Save time and money with our SEC Form D Filing Service
    a
    SEC EDGAR Form D Filing Service - Secure Payment
    SEC Filing Agent with EDGAR credentials

    Filer Information and Secure Payment

    * indicates required field(s)

    Attach filled-in Form D file if ready:

    Message to us (if any):

    Company or Organization Offering Securities

    * Name (for SEC Registration):

    DBA or Alternative Name (if any):

    * Address (including country if not US):

    * Phone: 

    * State, Province or Country of Incorporation or Organization:

    Tax Identification Number (if available):

    * Fiscal Year End:

    Contact Individual

    * Name:

    Address (if different from above):

    Phone (if different from above):

    * Email: 

    Signatory for Access Codes

    The signatory must hold an officer, director, managing member or similar position in the company or organization.

    Name (if different from above):

    * Title:

    Secure Payment Information

    Submitting these payment details does not automatically charge your credit/debit card. We will first review all your information to ensure everything is complete and in order. If anything is incorrect or missing, we will contact you. We'll charge your card $245 only when everything is in place and we start on your filing.

    * Credit/Debit Card:
       Exp:    CVC: 

    * Name on Credit/Debit Card:

    * Billing Address (including ZIP or postal code):

    * Cardholder Phone:

        

    sec-filing.com
    585-310-1740 | Email: click here c/o Advanced Computer Innovations, Inc. 70 Office Park Way • Pittsford, NY 14534-1746

    What is an SEC “Form D” filing?

    Form D is a document filed with the SEC under Regulation D, which provides exemptions for certain private securities offerings, letting companies raise capital without the rigorous and costly process of a public offering. It is used by companies and organizations to notify the SEC and state authorities of their intent to raise capital through such sales of securities primarily to accredited investors. The Form D may be filed before any securities are sold, or must be filed within 15 days after the first sale. Failure to file, or providing inaccurate information, may result in legal consequences. Companies that have never filed with the SEC must first register with the SEC and obtain “access codes”. This is done through a Form ID filing, which is distinct from the Form D filing.

    How we help

    For a low flat fee ($ 245), we do everything needed to obtain access codes and file your Form D accurately and in a timely manner, including: • Review all your information to ensure everything is in order. • Register your company with the SEC and obtain access codes. • Prepare the Form D and send you the proof for approval. • File the Form D, and attend to any post-submission follow-up. • Send you the final Form D PDF document for submission to state agencies if needed. You only have to sign and get notarized a form we send you. Located in New York, and in this business since the earliest days of SEC reporting (1993), we'll ensure that your requirement is fulfilled without glitches or delays, and you’ll have your access codes as well as the Form D filed within the stipulated time frame.

    How it works:

    1. Click here to download a blank Form D (fillable PDF), and save it on your computer. Fill it in if the information is ready. 2. To avoid delays, fill in and submit the Filer Information and Secure Payment form below as soon as possible, attaching your filled-in Form D document if ready, else you can email us the document later. 3. Typically within an hour, we’ll email you an authentication document which please sign and get notarized, and email back to us. 4. We’ll then register you with the SEC and wait to get your “access codes”. In the meanwhile, you can fill in and email us the Form D document if you haven’t yet sent it. 5. Once we have your access codes and filled-in Form D, we’ll prepare the official Form D filing and send you a proof for approval. Once approved, we’ll submit it to the SEC. 6. When the SEC accepts the Form D filing, we’ll send you the official confirmation along with the PDF document to be filed with state agencies if needed. The whole process will be painless and should be completed in 2 to 3 business days. If you have any questions, please email us or call/text us at 585-310-1740.
    Copyright © 2024 - Last updated 2024-06-18 EDGAR® and SEC® are trademarks of the U.S. Securities and Exchange Commission. Advanced Computer Innovations, Inc.’s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission.
    SEC Form D by the numbers
    Save time and money with our SEC Form D Filing Service
    a
    SEC EDGAR Form D Filing Service - Secure Payment
    SEC Filing Agent with EDGAR credentials